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Messages - NJ Patent1

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1
Reading this string convinces me that my long-ago-made decision to go "old school" with Markush claims was a sound one  :).  I think it is established that, in well written English, and is conjunctive, or is disjunctive. But i took freshman retoric a long time ago.  Maybe in construing claims in a particular issued patent with a particular spec and a particular PH, CCPA/CAFC held otherwise.  Same result next patent?   

2
Gerd:  “As they are [all] known to the POSITA IMO it should be sufficient to describe what is intended and a few examples how this can be achieved in order to justify a generic claim.”  I’m not sure I agree 100% on the law.  And, assuming you are correct that PHOSITA would reasonably expect that any old known way of achieving the desired result would work, where’s the invention?  New API?  Does PHOSITA know that the API is pH sensitive and would - by your admission - know to employ any / all old known “elements” to achieve an entirely predictable result?  I’m thinking of the “Jaz / Jasmine” contraceptive case.  To coat or not to coat?  There are a reasonable number of alternatives (2), each with a 50/50 chance of success.  No invention (but I side w/ Judge Newman’s vigorous dissent)

Anyway, as I best understand UR question, I might use “dosage form fabricated to …” or “dosage form constructed to …”

3
PH:  Maybe I’m not devious enough, but I can’t see a real benefit to delaying issue and, if you have a Notice of Allowance and Issue Fee Due, it will cost you some money to withdraw and still keep application alive (e.g. eschew QPIDS and file an RCE just to have some miscellaneous piece of prior art” considered”).  And the patent term clock is already running.  Concerning issue fees, an old commercial from Ford Motor comes to mind: “you can pay me now [for maintenance], or you can pay me later”.  But pay you will (or abandon). 

You mentioned this is a national stage.  The 2005 PCT application has published and your competitors - if awake - are already “on” to you.  They just don’t know when - if ever - you will launch.  So???  If the app matures, they still won’t know your business plans. 

Fill me in on your business thinking.  Is there a benefit to “this skin cream is so good they have even applied for a patent!” vs. “this skin cream is so good it’s even patented!”  If all you want is “patent pending”, just keep filing  - and paying for - CONs and abandoning parents. 

If launch secrecy is your biggest business concern (don’t necessarily understand that), never file a PCT.  File US only w/ nonpub request and assume the risk of getting knocked-off overseas. 

Unless you are on the “PPH”, other jurisdictions are usually “non-plussed” with your US allowance, and vice versa. 


4
Karen:Whereas most other forms leave you vulnerable to misinterpretation.”  Yes, that’s why I try to stick to it.  But there are appellate decisions that say the formal (admittedly “stiff”) language is not necessary. And if I were to search through my files, I’m sure I’d find a few cases in which I’ve used “non-traditional" language w/o problems.  OTOH I have occasionally run into issues in prosecution w/ non-traditional phrasing w/ presumably less experienced Examiners.  So I decided to avoid the issue and stay “old school” as much as possible, and attempt to address any “readability” issues with paragraph formatting. 

smgsmc:  The "any any combination of them" is indeed redundant / surplusage in view of the "at least one of" language and a court would (should?) recognioze that and accord the claim the propoer scope w/o it.  I use it (not always) with an eye towards the examination stage where I don't know the skill level of the Examiner I might draw.

5
smgsmc:  Thanks!  You saved me a little embarrassment.  That case is not (yet!) in my “fave binder”.  And, uninformed by UR post, I would have, a priori, responded quite differently.  Will check case tomorrow.  Very curious how recitation of “at least one” with conjunctive excluded a combination. Didn't do well in high school grammar.  Maybe why I personally use traditional-stiff-and-stilted  “Markush” language and end w/ … and a/any combination thereof / of them (if intended).  It's only a few extra key strokes  ;)


6
Patent Filing and Prosecution / Re: Writing dependent claims
« on: 05-18-13 at 06:17 pm »
Student:  Like many hypothetical claims posted here - including those from me - the OP’s hypo maybe had a few “warts”.  I interpreted the question as I answered it (prosecution), smgsmc interpreted and answered from post-allowance POV. 

In my view, your “intuition” is 101% spot on: always claim what something is, not what it does, not why it’s there.  Such should be clear from your specification, supplemented by knowledge in the art. Yes, that may be a lot of drafting.  But IMO that's the job.   

However, “functional limitations” are allowable and can be accorded some weight, if they are not the point on which patentability of the claim rests.  The “for heating” in “a heater for heating” or “for propelling” in “a jet engine for propelling” IMO don’t limit “heater” or “jet engine”, they just (superfluously and unnecessarily) recite what those elements are known to do.  And if you don’t need the function of the element, the element really doesn’t belong in the claim anyway. 

Disclaimer:  I practice in the life sciences and mechanical arts.  The situation re: functional limitations may be different in other arts.


7
Patent Filing and Prosecution / Re: Writing dependent claims
« on: 05-18-13 at 04:45 am »
Soul:  If you want a claim-as-filed to require three elements, yes.  Or use a multiple dependent claim: 3. The apparatus of either of claims 1 or 2 further comprising ...  But multiple dependent claims are "disfavored" in US practice (and cost $ to file and can rapidly run-up claim fees).   

8
Dear potbro:  I bid you a not-so-fond farewell.  Alas, it appears you are one of the many putative inventors who feel entitled to something (i.e. $$$) for a simple brain fahrt.  The patent offices of the developed countries do not exist to make money for you.  A kiss is just a  kiss, a bong is just a bong, the fundamental things apply ...  Ciao!

9
Patent Litigation / Re: Prevention versus Treatment
« on: 05-13-13 at 06:41 pm »
Gerd:  Finally got a chance to get back to this.  Sorry.  Academically interesting 4 me.  Are we making more out of the “distinction”  than needed?  But, from experience (sigh), I know how much the late night infomercial people love to tout patented / patent pending. 

Concerning UR last post, IMO “prevention” is not always “treatment”.  For example, a vaccine can prevent a disease (e.g. smallpox, measles, polio), which I take to mean prevention of development of clinical manifestation of signs and symptoms, maybe lab findings too.  But as far as I am aware, vaccines are not used to “treat” a disease once signs & symptoms have manifested themselves.  It goes back to the underlying mechanism of action.  (N.B. of course up/downregulation can be anticipated, my comment was directed to my personal view of ‘best practice’ when claiming a method of treatment ab initio).  So, at least in some circumstances, prevention and treatment are IMO clearly distinct from each other.  And if they are not distinct, either one presages - anticipates or renders obvious - the other.  I was wrong when I typed that which cures always prevents. 

Concerning ED, if I recall the underlying mechanism of sidenafil is blocking (or unblocking?) a particular signaling enzyme that “closes the spigot” to vascular tissue in the penis.  Production of this enzyme is reduced (or something that inhibits same reduced) during sleep, giving rise to nocturnal erections, nature’s way of checking the plumbing if you will.  The molecular mechanism is reasonably well established. 

So what is ED anyways?  Looking at the couples in the xxxxx(R) or Cialis(R) ads, and absent some confounding factors, it is just part of the natural aging process.  It is not something you “prevent”, you “ameliorate” the (natural) lack of ability to achieve or maintain erection by quashing that enzyme that gets overproduced (or whose natural antagonist get under produced).  In fact, every time a male takes xxxxx(R) to “treat” ED, they are just “preventing” clinical manifestation of the sign / symptom.  The Argaiv folks could, in principle, file an NDA for the second indication.  But FDA will put them to their proofs re endpoint.   

A different but “related” hypo comes to mind: HSV2.  Once one has the virus, they have it forever.  Valacyclovir was developed as an improvement to acyclovir and famcyclovir for treating HSV2 outbreaks (i.e. treating signs and symptoms).  But I understand valacyclovir is also approved for so-called “suppression therapy” (don’t know if indication patented)  But valacyclovir does not prevent infection w/ HSV, no prophylaxis like a vaccine, it only suppresses signs and symptoms or recurrence thereof.  Any "prophyaxis" is agianst manifestation of signs and symptoms, not against the viral infection pre se

So IMO there is no one size fits all situations“rule”.  It all depends on the individual facts.  And the only way to “know” that I will develop the disease / disorder is if it has a proven genetic component.  Even then it is only a “disposition” to develop same. 

10
Very late to this party.  Yes, significant figures can and do play a role in chemical cases, especially when DoE and ranges are concerned.   pH about (i.e. substantially same as, kinda the same as, sort of same as, maybe kinda close to but I’m not sure) 3, vs 3.0, vs 3.00, etc. can make a difference at the CAFC.  All of this needs to be addressed in the spec.  If the drafter consistently writes pH = 3.000 in the spec., but wants to claim pH kinda sort of somewhere in vicinity of pH = 3 but don’t know or want to say how close, there is a problem that might (probably would) first surface in a litigation, and most patents don’t get to litigation, right?.  This usually comes-up wrt the range to be accorded the preface “about”.  It often amazes me how many bright chemists really don’t understand experimental error and significant figures.  Sig figs are only limited by the width of the display on the pocket calculator.  Sad.  IMO great dep fodder.   

Now, as for claim limitations construction of which is purely subjective, Jim, I must respectfully disagree.  Although claims are to be interpreted from the POV of the PHOSITA, I don’t really care what the computer graphics person thinks, I’d construe sharper, clearer, better defined, etc. from standpoint of the person likely to USE the claimed invention.  Why claim a result when all you need to do is claim the invention?  IMO that trailing “wherein the display is really cool” clause should flow from / be consequence of the structure and steps recited before it.  But I recognize that client’s marketing people want to see that “really cool”, or in case of a pharma  API “really pure”, lingo in a claim. 

11
I’ll add my (always off-key) voice to the chorus.  I, too, have always considered the terms as synonyms.  But I can see the shading:  no enforceable patent vs. enforceable but possibly invalid based on older prior art.  The later does involve more work, more risk, and more $$$.  Timing is indeed an issue.  But I can’t “clear” a product or process wrt enforceable patents until I have a reasonably fixed idea of what commercial activity is contemplated.  And at least some cost will have always been sunk to get to that stage. 

I did a brief stint "on loan" as in-house for a "big pharma" firm and was in lots of meetings at very early stages.  But that is perhasps the exception.   

I try to do it in stages.  Don’t we all?  Look for a potential “deal killer” first, deal with it if one is found if client willing to plunk-down the additional $$$ and willing to live live with the uncertainty inherent in an invalidity opinion (no guts? no glory.  After all, the go-for-the-gusto-devil-may-care-entrepenurial spirit is allegedly the 'backbone' of our economy, our nation).  Why go “whole hog” from the getgo?  Guess it depends on the individual situation and the risk tolerance of the particular players.  FWIW on (alas rare) occasion I’ve earned a fee from potential investors willing to spend their own 10 - 20K before plunking-down 1 to 2 M+ on a venture, rather than looking for reps and warranties from investee.  How do I find more of such?   :(

12
tomjensen:  Welcome.  You may (probably are?) be in the “wrong” forum.  But because I’m a PhD chemist, a patent attorney who has drafted and prosecuted patents involving “surfactants”, and because the “myth busters” undertone intrigued me, I’ll try to help a little. 

You have two file wrappers that need “interpretation”.  From a technical standpoint or from a legal standpoint?  Any journal articles or patent documents in the wrappers speak for themselves.  But what an Examiner says in an Office Action or what an agent or attorney says in a reply thereto is their particular “spin” on that piece of prior art and should be taken with a grain of salt, unless the “claims” you write of are patent claims, not “claims” as to underlying molecular mechanisms or who was the first to discover such. 

The chemistry and technology of surfactants in general has been looked at for decades and there are many treatises on the subject.  Of course you have to know at least a little chemistry to read them.  There are also “trade periodicals” (the kinds of publications that used to have “bingo cards”) devoted to soaps, detergents, surfactants, and cosmetics (where a lot of this stuff gets used).  They frequently have articles written at a more “basic” level.  Where to find them?  Google a subject, like “soaps” or “cosmetics and toiletries and surfactants” and articles in these ‘periodicals’ will show-up.  But you may have to drill down several pages to find them.  The next step would be to buy articles (sometimes free), or find a library that may have them (could require some dilligence). 

Have you considered contacting a faculty member at the university for help?  Maybe they would help or direct you to a grad student who might be looking for a little ‘diversion’ from their thesis research, and a chance to get published or at least cited in a publication.  Heck, if the myth to be busted is juicy enough, they might take it as a “cause célèbre” 

Best, NJP1

13
Patentstudent:  Oops  I didn’t address the second part of UR post.  “Shuffling” steps around is in principle OK.  The steps of a method claim are not restricted to the order recited unless “logic and grammar” otherwise require.  “Comprising” A, B, and C does not of course exclude D.  So if the combination of A+B+C+D is known and needed in the process; “shuffling” hasn’t IMO accomplished anything.  No matter how you slice it, and if my understanding of UR OP is correct, the patentability of your claims to novel subject matter would depend on the nonobviousness of employing step E.  OTHO if client has unexpectedly discovered that step D is in fact not needed, your major indy could be “a process for … comprising (or comprising the steps of, subject of a different thread) A, B, C, and E.”  But you still have to “pony-up” the unexpected results. 

Caveat: I practice in the chemical arts where “logic” usually - but not always - requires steps be performed in a particular order, e.g. step E would make no sense without step D having been performed (e.g. if step e is hydrolysis, there has to be something to hydrolyse).  But I recognize “one-step” method claims can be allowable. 

14
Patentstudent:  Assuming my understanding of the post is correct, you can, in principle, do it either way and either should come to the same result. 

In the first case, you would file a so-called “Jepson claim”.  A, B, C, and D go into the preamble with a transitional such as “wherein the improvement comprises …”.  This is more traditional than “characterized in that …” in the US.  When you file a Jepson claim you are admitting that A, B, C, and D are known in the art.  IMO the wisdom - or not - of doing this (and some will argue that it is never wise) depends on how “good” the prior art is.  I’ve only filed a few Jepson claims when, being as objective as I can, it was warranted.  The client really had a narrow invention.  But I’ve always run into problems.

Examiner’s apparently don’t see many Jepson claims and/or are not trained that they are “OK”, and seize on the “An improved …” or ‘In an improved process …” language and either issue a 112, or throw any old analogous art at you in which they find the word “improved”. So I have to stop and educate the Examiner. 

So, if it is not disingenuous to do so, “plan B” is IMO the better approach. 

15
MYK:  I think that's a big part of the point of TEAS versus TEAS-PLUS.  You want the "plus" and save a crummy $50? (ok, its not my money), you use a "canned" description IF it accurately describes the G/S.  Otherwise, write UR own.  I started doing TM only about 3yrs ago and quickly learned that properly crafting those few sentences ain't always so easy.  Per JS, usually 'correctable' w/ a telecon.  But a couple of times in the beginning, I had to pay for a second class  :(   But the client was cool with that (phew!).  Best, NJP1

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