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Author Topic: Accelerated Examination  (Read 401 times)

NJ Patent1

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Accelerated Examination
« on: 11-05-11 at 03:05 pm »

A client wants to file with a petition for accelerated examination.  Assume conformity with the 3/20 and other rules.  Search has been done, IMO more extensive than in the USPTO “model”. The question relates to the “support document” (AESD) and what is a “limitation” that needs to be pointed-out in the prior art.

All claims relate to a single chemical species, defined by a single specific molecular structure, graphically depicted in each of the three indie claim(s) (composition, process of making, method using it)- no Markush groups for substituents R1, R2, etc.  Narrow but we’re happy with it bcs of “unexpected results” re: pharma efficacy. 

Finally the question: what are the “limitations” of the indie composition claim?  On the one hand, the claim is drawn to a single chemical species.  There is one “limitation” only - that specific structure.  Change one atom or bond and ur outside the literal scope of the claim. 

On the other hand, the structure could be viewed as broken-down into a “central” heterocyclic ring having N-atom, a substituent on the N, and substituents on two adjacent carbons at particular positions of the heterocyclic ring. 

The closest art I found has my “central ring” and my N-substituent.  But the PA does not disclose my adjacent substituents that together form a fused ring. 

My gut is to take the “lead compound” approach and rely on no motivation to modify on really good test results.  But why make statements at the initial stage if I can simply argue that the sole “limitation” of the claim  - the exact chem. structure -is nowhere to be found after a diligent (e.g. CAS structure) search?  Any thoughts?  Any war stories I might benefit from?  Is AE a bad idea? 
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bleedingpen

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Re: Accelerated Examination
« Reply #1 on: 11-05-11 at 08:45 pm »

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!

Don't do it!


Seriously, just pay the $2400 new faster prosecution fee and avoid all the prosecution estoppel issues.
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NJ Patent1

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Re: Accelerated Examination
« Reply #2 on: 11-06-11 at 12:48 am »

bleeding:  I surmise that you have a "mild" aversion to AE.  And IMO ur position is not without merit. Estoppel is an ugly grotesque thing.   I confess my ignorance. You mentioned a "new",  "faster prosecution fee".  "New" as in AIA?  If yes, what section of the act so I can check effective date.  Client is "hotter-to-trot" than a ...  (you fill in elipsis).  Thx, NJP1   
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Joe M.

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Re: Accelerated Examination
« Reply #3 on: 11-06-11 at 07:49 am »

I think bleeding is referring to the new Prioritized Examination procedures at the PTO. While PE does avoid the estoppel issue associated with AE (which is a huge deal IMO), there are some other issues you would want to compare/contrast between the two options. One is that, under the PE program, the PTO has a goal of resolution within 12 months wherein AE guarantees a final decision within 12 months. There are a ton of primers out there discussing the two options.
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Joseph D. Maxey

NJ Patent1

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Re: Accelerated Examination
« Reply #4 on: 11-06-11 at 12:07 pm »

Bleeding, Joe:  Thanks for the wake-up call.  I forgot that "Track I" had kicked in.  Duh.  I will try to nudge the client in this diection.  I've never done AE (don't think I know anyone who has) and don't look forward to drafting a "support document". 
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Joe M.

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Re: Accelerated Examination
« Reply #5 on: 11-06-11 at 12:53 pm »

NJ: Let me be a bit more clear. Although AE does generate a lot of estoppel (which, of course, is not a good thing), there are times when AE is appropriate. There are some clients who genuinely need a patent covering their invention sooner rather than later. Usually, there are economic drivers pushing the client in this direction and they cannot be avoided. In those situations, prosecuting an AE is the right thing to do and is an arrow we, as practitioners, need to have in our quiver. I know others who have prosecuted AE and their feedback re the process has generally been pretty positive. Although AE does take a considerable amount of effort on our side in the initial stages, the actual prosecution is generally straight forward. Although I don't generally offer AE or PE as a first option, it is discussed with clients who balk at the 2-3 year delay otherwise required. The key is to tread lightly. Good luck to you!
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Joseph D. Maxey

NJ Patent1

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Re: Accelerated Examination
« Reply #6 on: 11-06-11 at 03:13 pm »

Joe M:  Noted.  "Everything has its place"  And indeed there are business ($$$) issues involved in the matter.  The problem is the apparent "all or nothing" aspect of AE.  What if the "deal" breaks down?  Cleint is stuck with the support document.  All I can do is present the options and the pros and cons.  Wish I had an inventor > 65! Thanks for the best wishes. 
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bleedingpen

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Re: Accelerated Examination
« Reply #7 on: 11-07-11 at 06:15 am »

NJ,

there are a couple of other "quick" options that are better than AE.  You can file an app in a country with quick examination and then PPH the US app off of a positive search result.  Look to Australia as an example of a place in which, if you request examination from the onset, you might get an office action in 2-3 months.  Then file the PPH request in the US, about a month later the request is granted.  Then anywhere from 1 month to 4 months later, you should get a US office action. 
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Yak

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Re: Accelerated Examination
« Reply #8 on: 11-07-11 at 08:21 am »

I am not experienced in the chemical art area, so this may not be relevant.  But another thing to be aware of when deciding whether to use track 1 is that by using this option you waive any ability to traverse any restriction/election by the PTO, no matter how unseemly it may be.  Also, and EOT will get you booted from track 1, so you have to make sure everything is replied to promptly. 

I have read a few articles where many attorneys severely dislike AE and would never advise a client to use that alternative. 

I have also heard stories that PCT PPH can be about as fast as track 1.  You also are not limited to the restrictions of track 1.  I have heard that Korea is also a search authority that is quick and very cost effective, particularly if you get a notice that the application includes more than one invention, species. 
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bleedingpen

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Re: Accelerated Examination
« Reply #9 on: 11-07-11 at 09:06 am »

Yak, you waive your right to fight a restriction using the AE process as well.  In fact, you must make an oral election.

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